-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rd3+u3seEP1rHiAgQAomYPvr4Pj5HIaoR1NVXAVDsRyzTxLEnlHJKWSIw2g0pWTk ZZU3Dio29r1fQ58cCsFBSQ== 0000935494-98-000010.txt : 19980218 0000935494-98-000010.hdr.sgml : 19980218 ACCESSION NUMBER: 0000935494-98-000010 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL INSTRUMENTS CORP /DE/ CENTRAL INDEX KEY: 0000935494 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 741871327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49937 FILM NUMBER: 98541476 BUSINESS ADDRESS: STREET 1: 6504 BRIDGE POINT PARKWAY CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 5127940100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASHBY L WAYNE CENTRAL INDEX KEY: 0001008360 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6504 BRIDGE POIONT PARKWAY STREET 2: C/O NATIONAL INSTRUMENTS CORP CITY: AUSTIN STATE: TX ZIP: 78730-5039 BUSINESS PHONE: 5127945713 MAIL ADDRESS: STREET 1: C/O NATIONAL INSTRUMENTS CORP STREET 2: 6504 BRIDGE POINT PARKWAY CITY: AUSTIN STATE: TX ZIP: 78730-5039 SC 13G 1 SCHEDULE 13G FOR L. WAYNE ASHBY CUSIP No. 636518 10 Page 1 of 5 Pages OMB APPROVAL OMB Number: 3235-014 Expires:December 31, 1997 Estimated average burden hours per response.14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. Two)* NATIONAL INSTRUMENTS CORPORATION - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------ (Title of Class of Securities) 636518 10 - ------------------------------------------------------------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 Pages CUSIP No. 636518 10 Page 2 of 5 Pages CUSIP No. 636518 10 13G Page 2 of 5 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON L. Wayne Ashby 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 5 SOLE VOTING POWER NUMBER OF 2,259,056 SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER 2,259,056 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,259,056 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.92% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 636518 10 Page 3 of 5 Pages Item 1. (a) Name of Issuer National Intruments Corporation (b) Address of Issuer's Principal Executive Offices 6504 Bridge Point Parkway Austin, TX 78730-5039 Item 2. (a) Name of Person Filing L. Wayne Ashby (b) Address of Principal Business Office or, if none, Residence 6005 Bon Terra Austin, TX 78730 (c) Citizenship U.S.A. (d) Title of Class of Securities Common Stock (e) CUSIP Number N/A Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person is a: (a) |_| Broker or Dealer registered under Section 15 of the Act (b) |_| Bank as defined in section 3(a)(6) of the Act (c) |_| Insurance Company as defined in section 3(a)(19) of the Act (d) |_| Investment Company registered under section 8 of the Investment Company Act (e) |_| Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) |_| Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see ss.240.13d-1(b)(1)(ii)(F) (g) |_| Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(H) CUSIP No. 636518 10 Page 4 of 5 Pages Item 4. Ownership (a) Amount Beneficially Owned 2,259,056* (b) Percent of Class 6.92% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,259,056* (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or direct the disposition of 2,259,056* (iv) shared power to dispose or direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more that five percent of the class of securities, check the following |_|. NOT APPLICABLE Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. NOT APPLICABLE Item 8. Identification and Classification of Members of the Group NOT APPLICABLE Item 9. Notice of Dissolution of Group NOT APPLICABLE *Includes 607 shares underlying stock options exercisable within 60 days of December 31, 1997, but excludes 14,162 shares held by reporting person's spouse. CUSIP No. 636518 10 Page 5 of 5 Pages Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date February 13, 1998 /s/ L. WAYNE ASHBY ------------------------------------- L. Wayne Ashby, Director -----END PRIVACY-ENHANCED MESSAGE-----